Sales Manager
, in accordance with FCA regulations, and our internal policies and procedures to every potential customer. Work closely with the...
, in accordance with FCA regulations, and our internal policies and procedures to every potential customer. Work closely with the...
, in accordance with FCA regulations, and our internal policies and procedures to every potential customer. Work closely with the...
have knowledge of: Retail banking law, general consumer law and FCA principles and rules, including Consumer Duty. Payment...
business-wide oversight, advice and support concerning FCA and PRA regulations Delivery of key regulatory initiatives... preferred Requirements including strong knowledge of the FCA Handbook and PRA Rule book and associated sourcebooks, including...
A top banking institution is searching for a new VP Legal Counsel with FCA regulated payments and products experience... FTSE100 banking institution searching for a lawyer with FCA regulated experienceOpportunity to branch out into transactional...
to others Up to date knowledge of FCA Regulations Excellent interpersonal and client servicing skills In return...
of FCA regulations and internal governance framework Excellent facilitation and meeting skills, being able...
delivered. Ensuring the team provide technical first line expertise and support as required for FCA, HMRC and pension... or recommended by HL, FCA rules and regulations (including COBS, SYSC, UCITS, PRIPS, IAFMD and PROD) Excellent communication skills...
for the Compliance Manager role: Extensive knowledge of FCA compliance requirements for wholesale and reinsurance business...
but non essential) Annual, Quarterly, Month End Accounts [IFRS] + Tax Regulatory Reporting and Filings (FCA, BoE, EMIR..., Quarterly, Month End Accounts reported in IFRS Regulatory Capital Reporting and Filings (FCA, BoE, EMIR Capital, REC) Tax...