Conduct Authority and the Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building...
, and insurance products to ensure compliance with the Financial Conduct Authority (FCA) guidelines. Provide advice and guidance...
, plus appreciation for FCA regulations and principles for consumer outcomes. Ability to think strategically Team and stakeholder...
and align to regulatory requirements (e.g. SMCR, employment legislation, FCA/PRA guidance), but also apply a business lens...
of each case. Ensure cases progress efficiently and comply with internal, SRA, and FCA requirements where applicable. Utilise...
of each case. Ensure cases progress efficiently and comply with internal, SRA, and FCA requirements where applicable. Utilise...
outcomes. What will you do as a Compliance Manager? Regulatory Compliance Ensure adherence to FCA, GDPR, UK Bribery Act... applications for FCA permissions. Policy Development & Implementation Draft, review, and update compliance policies...
, insurers, and internal stakeholders. Ensure compliance with company policies, procedures, and FCA regulations including...
. Excellent drafting and advocacy skills: pleadings, witness statements, court bundles. Strong knowledge of FCA regulations...
in a proposition management role within an FCA-regulated environment, with experience translating insight into customer-focused...