Compliance Conduct Officer
of and implementation of FCA regulatory requirements (FCA Handbook), Payment Services Regulation, JMLSG, etc. Proven experience...
Pricing Manager
that pricing deliveries are compliant with FCA Pricing Practices Responsible for ensuring that customer and conduct outcomes...
Interim Accountant
is correct and appropriately treated. · Calculating the Insurer money calculation adhering to the FCA rules · Reconciling...
Lugar: Lancaster | 18/09/2024 21:09:18 PM | Salario: S/. £71494 per year | Empresa: Michael Page
Commercial Motor Claims Manager
legislation as required by FCA/SRA To build strong relationships with clients, ensuring excellent communication, reporting...
Lugar: Liverpool | 04/10/2024 01:10:57 AM | Salario: S/. £70000 per year | Empresa: Roberts Webb Recruitment
Legal Counsel - Advocacy
London – £70,000 Fantastic, new opportunity for a UK qualified Solicitor with prior experience in an FCA Regulated... of cross departmental teams. This is an excellent opportunity for solicitors from 5 PQE with a background in Finance, FCA...
Lugar: London | 01/10/2024 23:10:26 PM | Salario: S/. £70000 per year | Empresa: Douglas Scott Legal Recruitment
Prudential Regulatory Liaison & Horizon Scanning Specialist
www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley, Coventry, West...
Lugar: Coventry | 27/09/2024 23:09:44 PM | Salario: S/. £70000 per year | Empresa: Coventry Building Society
Trade Surveillance Officer
to the FCA Support disclosures of interest and other regulatory reporting and filing Support regulatory filing and liaise... and regulations of the UK FCA and other applicable regulatory agencies. Experience conducting trade surveillance reviews. Sound...
Lugar: London | 21/09/2024 20:09:05 PM | Salario: S/. £70000 per year | Empresa: Compliance Professionals
T&C Manager (Hybrid)
of the T&C Manager: Develop and oversee training programmes for staff Ensure compliance with FCA regulations and industry... experience in a similar T&C role within the financial services sector In-depth knowledge of FCA regulations and stockbroking...
Sales Manager
FCA compliance within the Sales Department. Managing and owning our Customer Satisfaction. Essential Skills...
Lugar: Co Down | 15/09/2024 02:09:22 AM | Salario: S/. £70000 per year | Empresa: Charles Hurst
Financial Services Audit Manager
services entities which are regulated by the Financial Conduct Authority (FCA). We work with wealth and asset managers...