of FCA regulations, strategic oversight, and operational management skills to ensure excellence in compliance and service... operations. Regulatory Adherence: Ensure compliance with FCA rules, including MCOB, the Consumer Duty, and client SLAs...
can provide a best-in-class internal risk and compliance function who has great SRA and FCA compliance model experience... and FCA compliance models Review, monitoring and updates of firm's policies & procedures Providing a best in class internal...
officer and MLRO and regular liaison with these postholders;Risk and compliance management with knowledge of SRA and FCA...
and/or Investment businesses such as PSRs 2017 & EMRs 2011, applicable parts of the FCA handbook Practice. You are able to conduct...
and/or Investment businesses such as PSRs 2017 & EMRs 2011, applicable parts of the FCA handbook Practice. You are able to conduct...
and is therefore looking for a driven leader of people and a change management expert with a corporate FCA regulated background. The... with a corporate FCA regulated background. Manchester, Greater Manchester £62000 - £72000 per annum Sewell Wallis are partnering...
recovery planning and business continuity Proven experience with regulatory frameworks (e.g. GDPR, FCA regulations...
Acturis documentation Provide swift, responsive client communication Ensure FCA compliance Manage invoicing and premium... understanding of FCA regulations What They Offer: Competitive salary up to £80,000 Hybrid working model Award-winning...
and regulatory knowledge Ensure FCA compliance Manage invoicing and premium processes Conduct regular risk assessments Ideal... experience preferred Commitment to continuous professional development In-depth understanding of FCA regulations...
and regulatory knowledge Ensure FCA compliance Manage invoicing and premium processes Conduct regular risk assessments Ideal... experience preferred Commitment to continuous professional development In-depth understanding of FCA regulations...