with clients, lenders, and colleagues. Additionally, you will ensure that all regulatory requirements, particularly FCA regulations... Markets Ability to motivate and develop a team Solid knowledge of compliance and FCA regulations. The ability to build...
their needs in line with FCA guidelines and always treating them fairly. Pursuing every new business lead with tenacity...
), stress tests and other regulatory requirements are performed as required by regulators e.g. FCA (UK), APRA (Australia...
management services. THE RESPONSIBILITIES: Ensuring that the business is fully compliant with FCA CASS regulations. CASS... of breaks EXPERIENCE REQUIRED: Minimum of 3 years' experience and in-depth knowledge of FCA CASS regulation...
, including frameworks such as NIST, CSF, ISO 27001, FCA and GDPR. Demonstrable experience with a range of security technologies...
of and experience in using the FCA Handbook Excellent analytical and problem-solving skills, with the ability to identify and mitigate...
outcomes and remain compliant as per FCA guidelines. A bit about the ‘Department’: The L&D team within People and Culture...
at all levels knowledge of the FCA’s regulatory rules relevant to asset managers attention to detail and strong analytical skills...
experience in commercial contract negotiation, ideally within an FCA-regulated environment or a financial services setting...
UK financial services sector and FCA regulatory agenda. Proven consulting experience, with expertise in lending...