compliance (SRA and FCA) ·Brings strong drafting, litigation, and leadership skills ·Is comfortable working in a paperless...
’s compliance framework, ensuring adherence to FCA, SEC, and other relevant regulations Position Compliance as a Second Line... as a competitive edge with investors EXPERIENCE REQUIRED: Strong knowledge of FCA and SEC regulations, with experience managing...
£100,000 per annum + bonus + generous pension + benefits | Wales / Hybrid WPP IM Co is being established as an FCA... institution for Wales. With Government backing and FCA authorisation targeted for March 2026, WPP IM Co will operate to global...
where applicable. Develop budgets, forecasts, and management reports. Regulatory & Compliance Ensure full compliance with FCA...) and monitor capital and liquidity positions. Maintain up-to-date knowledge of FCA and PRA financial regulations relevant to the...
, some exposure to an international remit, although not essential.What could set you apart: â— Experience working within an FCA...
.What could set you apart: â— Experience working within an FCA-regulated environment, such as banking or another credit bureau...
protection and cybersecurity concerns, regulatory matters and disputes and providing advice to FCA-regulated firms offering SIPPs...
protection and cybersecurity concerns, regulatory matters and disputes and providing advice to FCA-regulated firms offering SIPPs...
working The role: Ensure ongoing compliance with FCA regulations including SYSC, FUND, PRIN and COBS Oversee and execute... Strong working knowledge of FCA regulatory framework (particularly for AIFMs) Good prior experience with compliance monitoring...
compliance (SRA and FCA) ·Brings strong drafting, litigation, and leadership skills ·Is comfortable working in a paperless...