, change or delivery leadership role with detailed knowledge of FCA regulation and Consumer Duty within a regulated financial...
within a commercial, change or delivery leadership role with detailed knowledge of FCA regulation and Consumer Duty within a regulated...
within fintech, consumer credit, payments, lending or another FCA-regulated environment Deep understanding of FCA requirements...
where applicable. Develop budgets, forecasts, and management reports. Regulatory & Compliance Ensure full compliance with FCA...) and monitor capital and liquidity positions. Maintain up-to-date knowledge of FCA and PRA financial regulations relevant to the...
and credibility, you'll influence confidently at all levels of the business and act as a key point of contact with the FCA, helping...
FCA-compliant processes, ensuring best practice across client servicing, documentation and file management Assist... understanding of FCA requirements and regulatory standards within a broking environment Hands-on, commercially aware...
up to date with the mortgage market Maintain the highest ethical and FCA standards Ideal Candidate: Minimum 18...
of new ARs Conducting periodic reviews and ongoing monitoring Supporting ARs with policy rollouts, FCA guidance...
and update policies, frameworks and FCA submissions Lead on product governance and Consumer Duty requirements Collaborate...
, while adhering to the FCA rules as outlined in the firm's compliance procedures Review existing client circumstances as part of the...