, including FCA rules and Lloyd's regulatory requirements. Willingness to continue professional development and expand technical...
with as required with FCA and GFSC Monitoring industry trends to benchmark Saga's risk management, especially prudential and financial risk...
-term client relationships. This is a hands-on role, where you will leverage your expertise in FCA Conduct of Business (COB..., particularly within investment advisory and wealth management, with in-depth knowledge of FCA COB rules. Manage client projects...
-term client relationships. This is a hands-on role, where you will leverage your expertise in FCA Conduct of Business (COB..., particularly within investment advisory and wealth management, with in-depth knowledge of FCA COB rules. Manage client projects...
-term client relationships. This is a hands-on role, where you will leverage your expertise in FCA Conduct of Business (COB..., particularly within investment advisory and wealth management, with in-depth knowledge of FCA COB rules. Manage client projects...
in an FCA Regulated environment to join a leading Financial Services business in Northampton. As VP Legal Counsel, you'll... PQE with a background in Finance, FCA Regulatory, Advocacy and/or Remediation to join a high performing team. You’ll play...
such as the Bank of England, FCA and European Banking Authority. This includes the relationship between Cyber and Operational...
expertise on regulatory compliance, including FCA rules, governance, and financial crime prevention. Support clients on payment... knowledge of the FCA rules, payment services, and e-money regulation. Expertise in financial crime prevention and compliance...
within financial services. Deep knowledge of regulatory standards (e.g., PRA, FCA). Strong analytical, strategic, and communication...
protection and cybersecurity concerns, regulatory matters and disputes and providing advice to FCA-regulated firms offering SIPPs...