of the Team, ensuring clients receive high-quality advice aligned to FCA and company regulations. The Role As Care Team..., compliant inductions. Oversee workload distribution, performance and adherence to FCA regulation through supervision, file...
of the Team, ensuring clients receive high-quality advice aligned to FCA and company regulations. The Role As Care Team..., compliant inductions. Oversee workload distribution, performance and adherence to FCA regulation through supervision, file...
as part of a team Good understanding of compliance and FCA regulation How we support our colleagues In addition...
technology to build accurate, efficient solutions Ensuring all documentation aligns with FCA regulatory standards What We're...
agreements, etc. KNOWLEDGE & EXPERIENCE: Essential: Previous experience in an FCA regulated insurance firm...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
, and internal policies, particularly those relevant to financial services (e.g., FCA, PRA). Assist with contract lifecycle...
. Understanding of FCA regulations and how they impact advice firms. Above all, we love someone with a positive attitude and who...
and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA...
governance, ideally within financial services or other regulated industry. Any work history within an FCA or other highly... skills to a Corporate Governance role. Skills Knowledge of the UK Corporate Governance Code. Good awareness of FCA...