IFA Office Manager
Understanding and knowledge of Compliance requirements and FCA guidelines The company offers a comprehensive benefits package...
Understanding and knowledge of Compliance requirements and FCA guidelines The company offers a comprehensive benefits package...
UK regulatory expectations, especially under the FCA. Shape the team, culture, and partnerships that enable long-term... regulatory frameworks, including FCA requirements and Consumer Duty standards. Represent BJAK with regulators, industry bodies...
report to CDO | Build the DS capability | FCA-regulated product This is a rare opportunity to join a fast-growing, FCA.... The business has built a highly successful SaaS platform in the Fintech space. With strong investment and FCA approval...
regulatory bulletins (e.g. from ABI and FCA) Essential Skills We don't expect you to know everything from day one, but the...
T&C reports/ KPIs Assist with other reporting such as FCA returns Assistance in administration of T&C processes...
, with PRA / FCA experience;Meets ‘fit and proper’ requirements Deep understanding of regulatory frameworks (Solvency UK...
as part of a team Good understanding of compliance and FCA regulation How we support our colleagues In addition...
BJAK operates in accordance with UK regulatory standards, especially FCA requirements. Protect consumers through... entry, licensing, and ongoing supervision. Serve as the primary contact with the FCA and relevant UK bodies. Interpret...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
aligned with FCA and other regulatory requirements. Perform root cause analysis and recommend corrective actions..., and negotiation capabilities, up to the most senior of stakeholders. In-depth understanding of FCA regulations, GDPR, and Data...