Have we captured your imagination? If so, we’d love to hear from you! Please note that this role falls under the FCA’s Certification...
sessions - Adhere to company compliance, AML and Data Protection policies, and work in line with FCA expectations - Ensure...
Manager role, where you’ll play a key part in leading audits for regulated clients and ensuring compliance with FCA rules.... Responsibilities: As a CASS Audit Manager, you will… Lead CASS audits from planning to completion, ensuring compliance with FCA...
technology interface more user-friendly. Qualifications and Skills We work in an FCA regulated environment, so we need...
of financial regulations across multiple jurisdictions (e.g. FCA, SEC, MiCA, offshore fund regimes). Proven experience managing...
and disclosure environments (e.g., FCA, market announcements, corporate actions). Advanced sales/negotiation training or formal...
of millions returned to insurers’ balance sheets, and counting. We’re licensed in the UK (FCA), Europe (DNB), and New York (NYDFS...
policies, and ensure we remain fully aligned with UK employment law and financial regulations (FCA/PRA and SMCR... FCA, PRA, and SMCR requirements as they relate to people management. Knowledge of people policies, procedures...
standards set out in the relevant FCA rules and guidance Update procedures, providing coaching to the team... principles of Treating Customers Fairly Understand FCA guidelines, particularly those relating to CASS Experience of using...
and emerging industry regulation (e.g., FCA, ICO) and evaluate operational impacts. Translate regulatory requirements into clear... & Professional Skills Strong knowledge of Operational Resilience, business continuity, and FCA regulatory obligations. Good...