applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The... guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety...
of FCA guidelines to help streamline processes and improve efficiency. If you have some finance admin experience and the...
to all of our customers, send us your application today! This is an FCA regulated role which is subject to Fit & Proper Checks. Working...
with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly Observe proper...
About Servaada, a Wipro company: Servaada is a separate legal entity, authorised by the FCA and has been set up...
effectively. Understanding of compliance regulations, including FCA regulations and Consumer Duty. Excellent communication...
a plus What Will Set You Apart? Good knowledge of AIFMD and FCA regulatory requirements as well as privacy and other regulatory...
, tracking and completion of actions raised in audit and assurance work Ensuring policies and FCA requirements are adhered...
. Relevant FCA qualifications (desirable). Most importantly, you share our values and are eager to collaborate in a supportive...
with all our obligations in areas such as Data Protection, SRA and FCA regulation as well as protecting our clients and people. The Risk team...