Compliance Advisor

, full-time role Are you a proven Compliance Advisor with FCA experience who is passionate about compliance and ready... queries. Partnering across teams to ensure activities meet FCA and PRA compliance standards. Maintaining high standards...

Lugar: Dorking, Surrey | 10/01/2025 00:01:00 AM | Salario: S/. £55000 - 60000 per year | Empresa: Cedar Recruitment

Compliance Officer, Regulatory Governance

as required. To ensure that all internal and external deliverables, including FCA returns, notifications and applications are completed... understanding of FCA regulation and all other relevant regulations to the firm including COBS, SYSC and CASS risk. Understanding...

Lugar: London | 09/01/2025 23:01:32 PM | Salario: S/. No Especificado | Empresa: Compliance Professionals

Service Advisor

( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384... for insurance mediation and credit broking activities. You may check this on the Financial Services Register by visiting the FCA...

Lugar: Dundee | 09/01/2025 23:01:01 PM | Salario: S/. No Especificado | Empresa: John Clark Motor Group

Assistant Account Handler

. Comply with file management, compliance procedures, and FCA guidelines, maintaining meticulously updated records. Nurture...

Lugar: Newcastle | 09/01/2025 22:01:08 PM | Salario: S/. No Especificado | Empresa: Benefact Group