. In this role you'll work under FCA regulation - we'll provide you with all the training you need to become a 'certified colleague...'. To make sure you're eligible to advise clients on 'pre-need' funeral plans as a 'certified colleague', we'll perform FCA...
expertise on regulatory compliance, including FCA rules, governance, and financial crime prevention. Support clients on payment... knowledge of the FCA rules, payment services, and e-money regulation. Expertise in financial crime prevention and compliance...
. In this role you'll work under FCA regulation - we'll provide you with all the training you need to become a 'certified colleague...'. To make sure you're eligible to advise clients on 'pre-need' funeral plans as a 'certified colleague', we'll perform FCA...
of this job. Edinburgh City Excellent firm The job requires a thorough knowledge of: The FCA Rules The principles, practices...
and compliance function Risk and compliance management with knowledge of SRA and FCA compliance models Assisting staff with conduct...
oversight team in their role of overseeing the activities of the firm to maintain compliance with the FCA rules on safeguarding... to the FCA. c. Assist with the deliverables and organisation of the annual external CASS audit. d. Support review...
to date with changes in regulation and responsible for many of our interactions with the FCA and HMRC. This role is responsible for the...
experience within a legal environment, having experience with multijurisdictional regulations, including SEC and FCA. You’ll...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
be responsible for completion of regulatory focused activities and associated reporting in line with our FCA requirements... of regulatory/horizon scanning insight, identifying areas where improvement would be beneficial Reviewing FCA regulations...