. Knowledge of FCA/PRA Operational Resilience regulations and implementation. Experience working in a Risk and Control...
-earners within the team primarily in relation to FCA authorised fund documents. Responsibilities Assist fee-earners...
. Experience of operating within the FCA regulatory framework, with a working knowledge and understanding of current legislation...
You will provide paralegal support to fee-earners within the team primarily in relation to FCA authorised fund documents...
and record the publications and press releases of the FCA, PRA and insurance trade bodies Assist in the production of structured...
Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building Society. Principal Office...
. Skills Familiar with FCA regulations and compliance requirements. Strong understanding of financial products...
that all complaints that are subject to FCA and internal business requirements are handled appropriately. Key responsibilities...: Recording all complaints subject to FCA Dispute Resolution: Complaints Sourcebook requirements accurately. Ensuring complaints...
be assigned as required. Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
of FCA regulations in the Re(Insurance) industry and a proven track record in consumer and SME markets? If you're interested... organisational levels, thus facilitating effective decision-making processes. A comprehensive understanding of FCA regulations...