Ensure all work is conducted within the Regulatory requirements of the FCA and in line with the Treating Customers Fairly...
. What we're looking for: Minimum of 3-5 years' experience within financial crime prevention area, preferably within FCA...
experience of working in an FCA regulated environment Ideally WIAPS and CCNSG or NVQ Level 2 - but not essential...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
interactions into vehicle, finance, and insurance sales. We will provide you with sales process, FCA and compliance training...
FCA Senior Managers & Certification Regime (SM&CR) and hold the responsibility, alone or jointly with others, under the... Conduct Authority (FCA) Senior Management Function Holder and have an IDD relevant role. KEY RESPONSIBILITIES Country...
experience of a regulated compliance role with a solid understanding of FCA regulation including Consumer Duty. Proven...
and Companies House web-filing. Essential to have previous experience of the rules of the FCA, the London Stock Exchange and the...
FCA Senior Managers & Certification Regime (SM&CR) and hold the responsibility, alone or jointly with others, under the... Conduct Authority (FCA) Senior Management Function Holder and have an IDD relevant role. KEY RESPONSIBILITIES Country...
understanding of FCA regulatory requirements on investment businesses Able to interpret complex regulatory standards and turn them...