that with a solid understanding of regulatory frameworks (PRA/FCA) and operational risk management is essential. You will be a natural...
you should have: - Knowledge of market abuse and relevant industry regulations, such as: MAR, MIFID, the FCA Handbook and other relevant global...
in anti-money-laundering investigations, and the opportunity to work with the Financial Conduct Authority (FCA) and National...
Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit broking activities. You may check... this on the Financial Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA...
, plus appreciation for FCA regulations and principles for consumer outcomes. Ability to think strategically Team and stakeholder...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
documentation Working in line with FCA regulations, TCF principles and internal procedures Contributing to process improvements... of property repairs, reinstatement processes and supplier management Understanding of FCA regulation, conduct risk and compliance...
and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local...
Delivering training on new services and essential refreshers Ensuring full FCA compliance and strong operational standards...
sensitive information and following data protection principles Adhering to strict FCA guidelines Providing a professional...