client portfolio, including entrepreneurial companies, larger corporates, multinational groups, and FCA-regulated businesses...
do Oversee the sale of vehicles, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...
knowledge of any pricing related matters. Knowledge and understanding of FCA regulations and Lloyd's standards Knowledge...
Knowledge of FCA Knowledge of Law of Agency, Data Protection Act and money laundering requirements. Knowledge of the internal...
Due to recently establishing the UK entity and registering with the FCA, the firm are now starting to build out... experienced gained in-house or within a service provider Prior experience and knowledge of FCA requirements Additional...
with our valued clients. Adhere to compliance procedures, FCA guidelines, and maintain organised file management. Foster positive... and insurers/underwriters Sound knowledge of FCA requirements within a broking role What we offer Hybrid working...
policies and procedures to ensure service standards are met in accordance with internal SLA and FCA/PRA requirements. Carry...
, full-time role Are you a proven Compliance Advisor with FCA experience who is passionate about compliance and ready... queries. Partnering across teams to ensure activities meet FCA and PRA compliance standards. Maintaining high standards...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...