Financial Services and Markets Act 2000, the FCA’s Conduct rules / FCA Statements of Principle & Code of Practice and the... relevant rules from the FCA at all times Having a positive culture attitude at all times Keeping up to date with relevant...
authority processes and underwriting principles is highly desirable. Familiar with FCA regulations, GDPR, and other relevant...
that managers and employees are given support and guidance to ensure they are working within the FCA directives and within the remit...
etc. * Responding to all Compliance department requests on time Complying with the Financial Services and Markets Act 2000, the FCA...’s Conduct rules / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times Having...
to all Compliance department requests on time - Complying with the Financial Services and Markets Act 2000, the FCA’s Conduct rules... / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times - Having a positive...
High level of FCA Principle and Procedures Good level of technical knowledge, especially in the major and pecuniary...
to include15 limited company audits and 15 non stat clients such as Charity, FCA, Property. Supervising the IFRS and FRS102...
to become one of the largest independently owned FX companies in Europe. FCA-regulated and experts in FX, FX options and bespoke structured... FX sales experience In-depth knowledge of FX markets and treasury products Knowledge of FCA regulations and compliance...
Management Systems or other applications providing workflow activity. Experience of working in an FCA regulated environment...
Management Systems or other applications providing workflow activity. Experience of working in an FCA regulated environment...