in financial difficulty / arrears Adhere to FCA guidelines ensuring that all work is compliant and aligned to regulatory standards... in a regulated environment Demonstrable knowledge of FCA rules relating to unsecured and secured loans and mortgages (including CONC...
opportunities Ensuring full compliance with FCA regulations Delivering excellent customer service and maintaining strong client...
and complying with all relevant Company and regulatory obligations (including adherence to FCA rules (including FCA MCOB and CONC... with all relevant Company and regulatory obligations, including adherence to FCA rules (such as FCA MCOB and CONC). Your Impact...
) and internal reporting of regulatory metrics Support the monthly preparation of other returns to the FCA Assist in the...
in compliance assurance. Excellent understanding of and ability to interpret the FCA/PRA regulation and industry body guidance...
understanding of UK financial markets, ISAs, SIPPs, and investment administration processes. Familiarity with FCA regulations...
, FCA Handbook, and related legislation. - Your work will include perimeter and Part 4A permissions advice, authorisation...
and regulatory obligations (including adherence to FCA rules (including FCA MCOB and CONC rules). We are Tandem - Where impact..., including adherence to FCA rules (such as FCA MCOB and CONC). Your Impact: Building a greener tomorrow. As an Arrears...
and support to junior members of the team Ensuring all work complies with FCA regulations and company standards Building...
you should have: - Knowledge of market abuse and relevant industry regulations, such as: MAR, MIFID, the FCA Handbook and other relevant global...