Senior Consultant - Capital Markets, Risk Advisory
II, PRA/FCA rules and guidance, Resilience, CSDR) and a view on how these might evolve Experience with GRC systems...
Compliance Assistant
with the company’s Complaints Handling policies, FCA regulations and the requirements of the Professional Indemnity Insurers... timetables. Assisting with collating data and preparing Management Information. Adhere to FCA regulations in accordance...
Lugar: Manchester | 09/01/2025 18:01:43 PM | Salario: S/. £30000 per year | Empresa: Merje
Senior CASS and Accounts Specialist– Scottish Widows
with FCA CASS regulations Providing guidance on a range of technical queries and primary supervision to a small group...
Lugar: Bristol Area | 09/01/2025 18:01:49 PM | Salario: S/. £38295 - 42550 per year | Empresa: Lloyds Banking Group
Compliance Officer
AND EXPERIENCE Working knowledge of regulation and guidance applicable to debt collection including FCA, Data Protection, OFCOM..., CCA and CSA Code of Practice 2 years + experience gained in a compliance role within an FCA regulated environment...
Lugar: Stoke-on-Trent | 09/01/2025 18:01:08 PM | Salario: S/. No Especificado | Empresa: Anderson Wright Consulting
Compliance Manager, RBC Brewin Dolphin
information and reviewing FCA communications as they relate to Dealing activities, Conflicts of Interest, MAR and Regulatory... and good understanding of the Wealth Management industry, business activities and best practices. Ability to apply the FCA...
Lugar: London | 09/01/2025 03:01:10 AM | Salario: S/. No Especificado | Empresa: Royal Bank of Canada
Vice President - Portfolio Manager/Trader
constraints FCA certification preferred Strong risk management skills and understanding of the regulatory environment At BNY...
Lugar: London | 09/01/2025 03:01:47 AM | Salario: S/. No Especificado | Empresa: BNY Mellon
Account Manager/Client Executive - Aviation
and FCA regulation;Ability to work well as part of a team;Demonstrate integrity and professionalism Salary and Benefits...
Trade Desk Representative - Client Services (German Speaking)
in adhering to and promoting the FCA Consumer Duty with the organisation....
Lugar: London | 09/01/2025 03:01:20 AM | Salario: S/. No Especificado | Empresa: Interactive Brokers
Account Executive
. Responsibilities - Generate New Business - Build Long Term Relationship - Comply with FCA Requirements - Adhere to Internal...
Lugar: East Riding of Yorkshire | 09/01/2025 02:01:44 AM | Salario: S/. £60000 per year | Empresa: CLD Recruitment
Legal Counsel (4 day week)
an understanding of regulatory obligations (including FCA);and - Horizon scanning on changes to the law and providing training to the...
Lugar: Stockport, Greater Manchester - Wales | 09/01/2025 02:01:35 AM | Salario: S/. No Especificado | Empresa: BCL Legal