as required. To ensure that all internal and external deliverables, including FCA returns, notifications and applications are completed... understanding of FCA regulation and all other relevant regulations to the firm including COBS, SYSC and CASS risk. Understanding...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...
experiences with our Customer Service Manager (1 hr) FCA Code of Conduct At Hometree, we prioritise ethical conduct... forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity...
with a minimum of 2 years being desirable. An awareness and understanding of FCA rules and how to comply with them is essential...
. - Experience working in a FCA regulated environment. Interview Process There will be a two-stage interview process starting...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...
with our valued clients. Adhere to compliance procedures, FCA guidelines, and maintain organised file management. Foster positive... and insurers/underwriters Sound knowledge of FCA requirements within a broking role What we offer Hybrid working...
do Oversee the sale of vehicles, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA...
for our customers. Reporting to the COO of Saga Insurance, you will support them as a Certified Function Holder, adhering to the FCA... with integrity, adhering to FCA Conduct Rules. Package Description Everyday our colleagues deliver exceptional experiences...
ability. Excellent communication and negotiation skills Self-motivated with a drive to succeed As the company is FCA regulated...