in financial difficulty / arrears Adhere to FCA guidelines ensuring that all work is compliant and aligned to regulatory standards... in a regulated environment Demonstrable knowledge of FCA rules relating to unsecured and secured loans and mortgages (including CONC...
, and industry best practices in compliance assurance. Excellent understanding of and ability to interpret the FCA/PRA regulation...
team within a Financial Services/ Banking environment. A thorough understanding of FCA regulatory frameworks. Proven...
and tasks in compliance with FCA guidelines and internal procedures Assist in the preparation of client presentations...
to FCA rules (including FCA MCOB and CONC rules). We are Tandem - Where impact meets innovation Tandem is the UK... with all relevant Company and regulatory obligations, including adherence to FCA rules (such as FCA MCOB and CONC). Your Impact...
, you will be disciplined in following the principles and rules of the FCA, demonstrating adherence to relevant regulations, rules... of financial products, FCA principles and regulatory standards. A collaborative approach to working with Financial Planners...
and insurer relationships Ensuring all activity complies with FCA and internal standards About You: Proven experience...
and tasks in compliance with FCA guidelines and internal procedures Assist in the preparation of client presentations...
teams Ensure all activity complies with FCA regulations, insurer requirements, and internal procedures Maintain accurate...
requirements under the FCA. Adhere to the operational risk framework for your role ensuring that all regulatory or company... and reflecting Company Values. At all times complying with the FCA's Code of Conduct. To ensure that you are fully aware...