New Sales Executive
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
. Practical knowledge of the FRC's Assurance Standard respecting reporting on client assets to the FCA. Connect...
, and preparing and maintaining client records. The role will involve promoting the company's services in a professional and FCA...
that is regulated by the FCA and/or the PRA and their Individual Conduct Rules (COCON) apply to it, along with any other regulation...
, and adheres to FCA and client conduct standards. Your role is to empower your team to resolve customer issues at first contact... with FCA standards (Consumer Duty, CONC, DISP) and internal policy requirements. Proactively identifies trends and coaching...
FCA regulations and Consumer Duty. Excellent communication and negotiation skills, with the ability to build trust...
development. Experience & Knowledge Solid understanding of the FCA T&C framework and associated supervisory requirements...
on retail and commercial product development FCA and PRA regulatory issues (including investigations and enhanced supervision...
, etc.) and liquidity aggregation platforms. Understanding of financial regulations such as MiFID II, EMIR, and FCA guidelines. Knowledge...
FINANCIAL DISCLOSURE John Clark ( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA... Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA on 0800 111 6768...