Customer Delivery Advisor
attention to detail, outgoing, friendly and goal orientated. Knowledge required for FCA compliance and regulations...
attention to detail, outgoing, friendly and goal orientated. Knowledge required for FCA compliance and regulations...
and compliance function Risk and compliance management with knowledge of SRA and FCA compliance models Assisting staff with conduct...
media activity on platforms like Facebook, Twitter and Instagram. In this role you'll work under FCA regulation - we'll... on 'pre-need' funeral plans as a 'certified colleague', we'll perform FCA (Financial Conduct Authority) and financial...
of existing advisers. Key Responsibilities: Adhere to FCA Individual Conduct Rules: Act with integrity. Exercise due care... fairly. Follow proper standards of market conduct. Role-Specific Responsibilities: Have detailed knowledge of FCA rules...
... Proven Complaint Handling experience in an FCA-regulated environment High level understanding of DISP regulations Excellent...
. In this role you'll work under FCA regulation - we'll provide you with all the training you need to become a 'certified colleague...'. To make sure you're eligible to advise clients on 'pre-need' funeral plans as a 'certified colleague', we'll perform FCA...
interactions into vehicle, finance, and insurance sales. We will provide you with sales process, FCA and compliance training...
, financial advisers, UK regulations the FCA and 3rd party technology service providers. You must be able to demonstrate...
upholding company standards and complying with all relevant Company and regulatory obligations (including adherence to FCA rules... (including FCA CONC rules, delivering fair customer outcomes TCF, FCA, CCA, DPA). We are Tandem - Where impact meets innovation...
and analytical skills FCA qualified (ideal but not essential) Knowledge of additional European language beneficial Have excellent...