and ensure compliance with FCA requirements. Contribute to the growth of the business by meeting agreed development targets...
by clicking 'apply' below and our team will be in touch. As a business regulated by the FCA we would advise you to familiarise...
and perform continuous review of exposure. Ensure alignment with regulatory and security frameworks (ISO 27001, NIST, FCA/PRA...
– investigating potential breaches. Conduct regulatory disclosures for takeovers (FCA, Takeover Panel) and large shareholdings (SEC...
and perform continuous review of exposure. Ensure alignment with regulatory and security frameworks (ISO 27001, NIST, FCA/PRA...
such as the SFO, FCA, DOJ, and international regulators Advisory work on cybercrime, ESG risks, and compliance challenges...
meets regulatory (e.g., FCA) and scheme requirements. 3. Product Operations Drive operational excellence through process... with regulatory frameworks (FCA, AML, operational resilience, scheme rules) and how they impact product and technology decisions...
FCA regulated asset manager for eight local authority pension funds across the Midlands. LGPSC is jointly owned... education (desirable but not essential with relevant experience). Must be able to meet the requirements of an FCA Certified...
and investment solutions launches, covering areas related to FCA or EU consultations and policy statements, ESG etc. Undertakes... with colleagues in legal and product management on FCA submissions, ongoing dialogue with the regulator, as well as coordinating...
that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the... functions (Certified Roles) are assessed as fit and proper to carry out their role. Under the guidance provided by the FCA...