Complaints Governance and Oversight Manager
role of the FCA (Financial Conduct Authority) and its regulations and the FOS (Financial Ombudsman Service). Experience...
role of the FCA (Financial Conduct Authority) and its regulations and the FOS (Financial Ombudsman Service). Experience...
training and continuous in-house coaching. You’ll receive in-depth, FCA-regulated industry knowledge and all the tools...
and attributes: Knowledge and a practical understanding of the UK financial services sector and FCA regulatory agenda in retail...
and conduct configuration verifications and configuration audits (PCA & FCA). Manage comprehensive documentation library...
and growth strategy and is therefore looking for a driven leader of people and a change management expert with a corporate FCA... of people and a change management expert with a corporate FCA regulated background. Sewell Wallis are a leading, Yorkshire...
. In particular, strong understanding and experience of FCA Product Governance and Consumer Duty requirements. Lloyd's market...
across EMEA but primarily from the FCA and Senior Manager Function applications and associated reporting for EMEA. In addition... audits by the FCA (which typically involve onsite meetings). As a member of the RCC team, your day to day role will involve...
Authority (FCA) rules & guidelines Provide advice and guidance around the sales process to a team of Sales Executives...
with regulatory bodies such as the FCA. Key Responsibilities Provide expert legal advice on financial services regulation... or financial crime team. A strong understanding of FCA rules and regulatory frameworks. A proactive, strategic mindset with the...
– Ensure compliance with FCA rules and company procedures – Assist with weekly and monthly claim reporting and bordereau... with an insurance background – Aware of FCA regulations – Excellent customer service skills – Excellent written skills – Team-player...