Regulatory Reporting Analyst
reporting and other returns to both the UK regulators (PRA and FCA) and South African regulator (PA), providing input...
reporting and other returns to both the UK regulators (PRA and FCA) and South African regulator (PA), providing input...
and insurer relationships Ensuring all activity complies with FCA and internal standards About You: Proven experience...
to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability Regime... and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
FINANCIAL DISCLOSURE John Clark ( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA... Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA on 0800 111 6768...
strong understanding of financial planning principles with a specialism in pension planning Very strong understanding of the FCA's COBS...
REQUIRED: Must be able to work 5 days in City office Sound knowledge of UK financial regulations (FCA, PRA), Compliance monitoring...
. Represent the company in a professional manner and to achieve high levels of customer satisfaction Comply with the FCA...
, plus appreciation for FCA regulations and principles for consumer outcomes. Ability to think strategically Team and stakeholder...
Function in a financial institution MLRO function KYC and AML rules and regulations PRA and FCA Regulations and UK Company... ICAAP and ILAAP and RRP Horizon monitoring and regulatory radar. Comply with FCA and PRA conduct rules. Per Regulators...
Authority (FCA) has recognised AI’s potential to transform the UK’s investment culture, especially in closing the advice gap...