interpretation and application, in relation to FCA and other regulatory requirements. Provide challenge and guidance to ensure..., technical knowledge of the FCA Handbook, MiFID II, MAR, SMCR, AML, and other relevant regimes. Proven ability to interpret...
and comprehensive cover Supporting Account Executives with client meetings, presentations, and tenders Maintaining compliance with FCA...
Maintaining compliance with FCA regulations and internal standards Contributing to the ongoing growth and success of the Ipswich...
with company process and procedures, complying always with the FCA guidelines Actively seek out new business opportunities...
, and generative AI applications. This role ensures alignment with frameworks such as the EU AI Act, GDPR, and FCA guidance...) Regulatory standards (EU AI Act, GDPR, FCA guidance) LangChain, AutoGen, Azure AI Search, Form Recognizer, and Language Services...
standards and guidelines - e.g. FCA, TCF, Data Protection Experience coaching and developing the performance...
activity complies with FCA and internal risk frameworks. Financial Performance Manage budgets, forecasts, and performance...
and ensure compliance with FCA requirements. Contribute to the growth of the business by meeting agreed development targets...
with executives Ensure compliance with FCA regulations in all broking activities Provide technical insurance advice including Motor...-facing skills Strong attention to detail and organisational ability Sound knowledge of FCA regulatory requirements Ability...
and support to junior members of the team Ensuring all work complies with FCA regulations and company standards Building...