Head of Credit Risk
in Excel, SQL, SAS;Python is a plus.-Knowledge of FCA, GDPR, IFRS 9, and industry risk frameworks....
in Excel, SQL, SAS;Python is a plus.-Knowledge of FCA, GDPR, IFRS 9, and industry risk frameworks....
compliance with company and FCA regulations. Manage professional development through ongoing training and collaboration...
Knowledge of FCA Knowledge of Law of Agency, Data Protection Act and money laundering requirements. Knowledge of the internal...
, in accordance with FCA regulations, and our internal policies and procedures to every potential customer. Work closely with the...
standards (FRC, FCA, etc.). Act as a trusted advisor on financial reporting, risk management, governance, and regulatory...
Account Executives with technical and administrative assistance. Ensure compliance with FCA regulations and company...
standards, and best practices. Adherence to FCA Consumer Duty Principles: Ensure that all financial advice and reports align... with the FCA’s Consumer Duty principles, placing clients' best interests at the forefront of all recommendations and ensuring...
record. Relevant professional qualifications – minimum CISI Level 4 (CFA, CISI, or equivalent) with FCA registration...
improvements. Acting as the regulatory safeguard, ensuring FCA compliance, TCF and Consumer Duty standards are met. Producing KPI...
compliance (SRA and FCA) Brings strong drafting, litigation, and leadership skills Is vibrant, professional, and comfortable..., and external Counsel to secure support and resource litigation properly Maintain regulatory compliance with SRA and FCA...