from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
skills Honest, trustworthy and aware of Data Protection and FCA compliance requirements Willing to complete Continuous... and accurate record keeping Handling client payments, refunds and credit control tasks in line with FCA rules Guiding clients...
alignment with FCA, PRA, Consumer Duty, SM&CR, and wider regulatory frameworks. You’ll work closely with the Chief Risk... a robust Compliance Framework aligned with FCA and other regulatory standards. Lead regulatory oversight and horizon scanning...
Negotiate with insurers to secure the best terms and premiums Keep records up to date and compliant with company and FCA... (Acturis experience a plus) Solid understanding of FCA regulations and compliance obligations Progress towards CII...
the Head of Compliance with SMCR, EMIR, MiFID2, IFPR, MAR and FCA regulatory requirements Managing and developing... broker/trading firm Good understanding of regulatory frameworks – EMIR, MiFID2, SMCR, IFPR, Dodd-Frank Strong FCA rules...
lifecycle. Ensure adherence to internal compliance standards and FCA regulatory requirements. SKILLS Around 5+ years...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
within financial services or consulting Solid understanding of the UK regulatory landscape and FCA expectations Excellent analytical...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
terms and coverage Ensuring compliance with FCA regulations and internal standards Supporting the wider team in delivering...