skills Honest, trustworthy and aware of Data Protection and FCA compliance requirements Willing to complete Continuous... and accurate record keeping Handling client payments, refunds and credit control tasks in line with FCA rules Guiding clients...
Deep understanding of the UK regulatory framework (FCA Handbook, guidance, supervision and enforcement) Strong project...
ad-hoc duties as directed What We’re Looking For: Experience of working in an FCA regulated financial services... Compliance Monitoring/Assurance role Track record of supporting businesses in an FCA compliance function Excellent...
discussions. Experience operating within FCA-regulated environments. SKILLS Strong client relationship and communication...
underwriting experience preferred Strong analytical, problem-solving and communication skills. Familiarity with UK/FCA...
of the FCA regulatory framework and practical understanding of insurance industry operations. A customer-focused mindset...
managed businesses. The client sectors are extensive and include manufacturing, distribution, retail, wholesale, property, FCA...
operating in the finance (FCA) world is looking for a talented Legal Counsel to join their high-performing Legal team... management and guide the business on regulatory compliance, particularly FCA and GDPR obligations. Assist in the development...
Account Executives in strategic client placements Maintaining compliance with FCA regulations and internal procedures...
standards and guidelines - e.g. FCA, TCF, Data Protection Experience coaching and developing the performance...