of the Team, ensuring clients receive high-quality advice aligned to FCA and company regulations. The Role As Care Team..., compliant inductions. Oversee workload distribution, performance and adherence to FCA regulation through supervision, file...
, and internal policies, particularly those relevant to financial services (e.g., FCA, PRA). Assist with contract lifecycle...
regulatory bulletins (e.g. from ABI and FCA) Essential Skills We don't expect you to know everything from day one, but the...
. Understanding of FCA regulations and how they impact advice firms. Above all, we love someone with a positive attitude and who...
of the Team, ensuring clients receive high-quality advice aligned to FCA and company regulations. The Role As Care Team..., compliant inductions. Oversee workload distribution, performance and adherence to FCA regulation through supervision, file...
T&C reports/ KPIs Assist with other reporting such as FCA returns Assistance in administration of T&C processes...
, pipeline, and workload distribution to maximise productivity Ensuring FCA compliance, maintaining documentation...
as part of a team Good understanding of compliance and FCA regulation How we support our colleagues In addition...
BJAK operates in accordance with UK regulatory standards, especially FCA requirements. Protect consumers through... entry, licensing, and ongoing supervision. Serve as the primary contact with the FCA and relevant UK bodies. Interpret...
UK regulatory expectations, especially under the FCA. Shape the team, culture, and partnerships that enable long-term... regulatory frameworks, including FCA requirements and Consumer Duty standards. Represent BJAK with regulators, industry bodies...