Compliance M&A Manager
agreements, etc. KNOWLEDGE & EXPERIENCE: Essential: Previous experience in an FCA regulated insurance firm...
agreements, etc. KNOWLEDGE & EXPERIENCE: Essential: Previous experience in an FCA regulated insurance firm...
regulated by the FCA we would advise you to familiarise yourself with the conduct regulations and in particular consumer duty...
and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
of each case. Ensure cases progress efficiently and comply with internal, SRA, and FCA requirements where applicable. Utilise...
in providing compliance consultancy to relation to FCA/PRA requirements for banks/wealth clients. The role will require engagement... as required. To attend governance meetings as required. Compliance Consultancy To provide in-depth advice to the Company on FCA, HMRC...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
full FCA compliance and maintain balanced workloads with professional client and insurer interactions... deadlines, and aligned with company values. Experience in commercial insurance, FCA frameworks, a relevant degree...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...