solutions to customers, with a thorough understanding of FCA compliance and regulations Proven expertise in supervising...
and corporate standards, including FCA rules and anti-money laundering regulations. What We're Looking For Diploma in Financial...
safeguarding funds remain compliant with FCA, MFSA, MAS, and EU rules. Assist in maintaining and updating safeguarding SOPs...
, and operations teams Ensuring all product features and processes meet relevant regulatory and scheme compliance requirements (FCA...
departments to maximise profitability Ensure compliance with FCA guidelines and all relevant dealership standards Maintain... and FCA compliance Commercially astute with a results-driven mindset Full UK driving licence Ready to take the wheel...
, implement and support automation for reporting efficiencies · Post-Trade monitoring – Conduct daily post-trade (FCA COLL... and experience of the UK regulatory environment and rules prescribed in the FCA Handbook, in particular the, CIS, COLL, FUND, COBS...
Solvency 2 requirements and PRA/ FCA expectations. Strong analytical and critical thinking ability, able to interpret...
Conduct Authority (FCA) regulations, or the automotive industry are desirable, it is in no way essential as we will give...
focus. Ideally you will have a good understanding of FCA/PRA expectations and the regulatory compliance landscape...
and insurance solutions to customers, with a thorough understanding of FCA compliance and regulations Proven expertise...