IS NOT ESSENTIAL BUT IT WOULD BE GREAT IF YOU HAVE: Knowledge of FCA regulations relating to Compliance, Data Protection, Anti Money...
. Knowledge of FCA/PRA Operational Resilience regulations and implementation. Experience working in a Risk and Control...
Management Systems or other applications providing workflow activity. Experience of working in an FCA regulated environment...
reporting function Ensuring compliance with Munich Re's Code of Conduct and the FCA Conduct Rules Benefits...
be assigned as required. Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
, and empowered to thrive. Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
and appropriate responses to changes/threats/initiatives Maintain overview of EU network codes development (CACM, FCA, SOGL, EB...
Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit broking activities. You may check... this on the Financial Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA...
and in a timely manner. Adhering to all financial compliance and FCA regulations. Basic Salary...
and FCA regulations, including CASS & COBS rules, and company policies and procedures. Maintain accurate client data...