Senior Officer Credit Risk, Senior Vice President
Ensure all credit decisions comply with regulatory requirements, including PRA, FCA and OCC guidelines, as well as internal...
Ensure all credit decisions comply with regulatory requirements, including PRA, FCA and OCC guidelines, as well as internal...
. As well as up to date stock pricing. Ensuring full FCA compliance within the Sales Department. Manage and own our Customer...
. Knowledge of FCA Principle and Procedures. How we support our colleagues In addition to our comprehensive benefits package...
below, then please apply! Previous experience in a similar role. Knowledge of FCA regulations around F&I. Proven customer service and communication...
dialogue with the relevant regulators, including the NCA, the FCA and others ensure that any regulatory activities... as FCA REP-CRIM reporting. Leading Vodafone UK reporting annual risk assessment activity across all core financial crime...
and asset management opportunities. Through their FCA-regulated investment platform, they enable global investors to access...
Companies Act and LLP Act. Excellent Microsoft Office competency FCA Handbook knowledge would be a bonus but is not essential...
and willingness to collaborate with broader team Robust compliance track record FCA registration required (must be obtained...
policies and procedures to ensure service standards are met in accordance with internal SLA and FCA/PRA requirements. Carry...
and in a timely manner. Adhering to all financial compliance and FCA regulations. Basic Salary...