Sales Executive
to FCA regulations Do you have what it takes to be a Stratstone colleague? We’re looking for someone who...
to FCA regulations Do you have what it takes to be a Stratstone colleague? We’re looking for someone who...
desirable. Compliance or Insurance qualifications are preferred as well as a good knowledge of FCA rules and guidance...
reporting and ensuring data maintenance upheld to support the business;Desk MIS (Portfolio Liquidity/maturities/credit, FCA...
, ensuring alignment with FCA, FOS, and internal standards. Participate in consistency meetings and peer reviews to uphold audit...
Financial Services and Markets Act 2000 and the relevant FCA rules at all times · Comply with the relevant compliance, TCF, T...
A strong understanding of FCA regulation CeMAP (desirable, not essential). Minimum of 5 GCSEs A-C (Including Maths and English...
with FCA regulations, particularly Consumer Duty Interview process The interview process for this role will be in two...
, FCA accreditation together with in house systems and process training. During the planning of on and offsite sales...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
generation and management of Configuration Baselines Verification and Audit (conduct FCA/PCA) Working in partnership...