control frameworks, enhances management reporting, and supports compliance in line with Lloyd’s, PRA, and FCA expectations... for governance areas business/risk owners. Risk and Performance Monitoring Collaborate with control owners to integrate PRA/FCA...
expectations, including Consumer Duty and FCA requirements Champion a delivery-focused, customer-centric approach that supports... understanding of FCA regulation and the delivery of compliant customer-facing change Knowledge & Skills Strong understanding...
, and external partners to ensure smooth transactions Maintaining accurate records in line with brand and FCA compliance standards...
to ensure the product meets all regulatory requirements set by the FCA (Financial Conduct Authority) and other relevant bodies...
number 150892 www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley, Coventry...
are met in line with FCA regulations, maintaining showroom excellence in line with manufacturer standards Champion outstanding...
all work complies with FCA regulations and internal procedures Maintaining accurate client records and supporting internal... services setting) Knowledge of FCA regulations, AML, and general compliance Familiarity with CRM systems such as Intelliflo...
and external regulations (e.g., FCA). Provide training and support to end-users Continuously improve BI capabilities by staying... Understanding of regulatory requirements relevant to financial data (e.g., GDPR, FCA guidelines) Strong Power BI Skills...
to undertake the role. Complete all mandatory training as required to attain and maintain competence. FCA exam to pass...
Appropriateness, Financial Promotions, Consumer Duty, and other conduct matters under MiFID II/FCA Handbook Contribute to the..., working at the FCA or PRA consultancy level Experience in working in digital online retail broker environment...