with precision, empathy, and efficiency. Keep our complaint resolution process razor-sharp and fully aligned with FCA regulations...
and record the publications and press releases of the FCA, PRA and insurance trade bodies Assist in the production of structured...
to ensure that you fully adhere to all the requirements of DISP Resolution (ref: FCA Handbook). You will need the...
performance targets Nurture client relationships and generate repeat business Ensure FCA compliance and maintain accurate...
to the FCA/PRA/other Regulators Advise senior management and staff on changes in the rules and regulations and compliance... of conduct issued by the FCA under the Senior Managers Regime....
and complying with FCA guidelines Maintain core systems ensuring that all documents are uploaded to the back-office system...
you with sales process, FCA and compliance training through our Sales Orientation course and specific manufacturer training, so...
that all complaints that are subject to FCA and internal business requirements are handled appropriately. Key responsibilities...: Recording all complaints subject to FCA Dispute Resolution: Complaints Sourcebook requirements accurately. Ensuring complaints...
FROM YOU IF YOU HAVE/ARE: Good understanding of AML regulations and CDD requirements, sanctions risk, the UK sanctions regime and the FCA’s guidance...
, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability...) are assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard...