of England, FCA ECB, EBA, SRB etc.) delivering solutions to our clients and researching the latest regulatory, political... of England, FCA or other regulatory bodies Experience in or exposure to any the following: Stress testing; Capital planning...
, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...
if you had experience of working in an FCA regulated environment Ideally WIAPS and CCNSG or NVQ Level 2 - but not essential...
skillsets Ensure Service Level Agreements (“SLAs”) are met or exceeded within relevant Teams, and that FCA Regulatory...
within all FCA, regulatory requirements, as well as internal policy; the business is a very well-established name in the Investments... Services background (investments/wealth management even better) 2nd line compliance monitoring experience Knowledge of FCA...
monitoring reviews remotely and at client premises Writing compliance monitoring reports Drafting and/or reviewing FCA Reports... with industry professionals REQUIREMENTS: Proven experience in a compliance role within the FCA, an FCA regulated firm...
to facilitate this. Adhere to Quality Management Systems and comply with pensions and FCA regulations and initiatives, for example...
ability. Excellent communication and negotiation skills Self-motivated with a drive to succeed As the company are FCA regulated...
according to the FCA guidelines and logged immediately onto the in-house system. Full understanding of all contracts...
, finance, and insurance sales. We will provide you with sales process, FCA and compliance training through our Sales...