protection and cybersecurity concerns, regulatory matters and disputes and providing advice to FCA-regulated firms offering SIPPs...
improvements for ARs. Collaborate with internal stakeholders and external bodies (FCA, Lloyd's, BIBA). Key Skills & Experience...: 3-4 years of compliance experience, within insurance. Strong understanding of FCA rules (PRIN, ICOBS, SYSC, SUP) and AR...
to customers are in accordance to those laid down by the company along with FCA regulatory rules and guidelines. How you'll make...
in financial services P&L management Strong understanding of regulatory requirements (including FCA and ASA...
way. Have thorough knowledge of FCA and JMLSG guidelines, as well as AML and financial crime awareness. Can demonstrate...
and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
regulations, particularly FCA rules Required knowledge and experience: 3-4 years' prior industry-related business development...
, capabilities and skills Experience and knowledge advising on UK FCA regulated transactions advantageous About Us: J.P. Morgan...
ability to build relationships with customers and colleagues, being compassionate and considerate. Knowledge of FCA and Consumer Duty...
function Risk and compliance management with knowledge of SRA and FCA compliance models Assisting staff with conduct...