be assigned as required. Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
to FCA authorised fund documents. This will include: · Support fee-earners with updates and reviews of fund prospectuses...
of all compliance, regulatory rules and FCA regs. Your role will entail: Ensure all instalment credit control activities...
are met in line with FCA guidelines. Analyse financial and operational performance, identifying opportunities for improvement..., fintech, insurance, or another FCA-regulated sector). Strong financial modelling, forecasting, and analytical skills...
in an FCA regulated environment? Do you want to be part of an ambitious and passionate inhouse team, at a leading global...
with FCA guidelines and within internal and external SLAs. Assist with monitoring all relevant inboxes to ensure...
etc. * Responding to all Compliance department requests on time Complying with the Financial Services and Markets Act 2000, the FCA...’s Conduct rules / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times Having...
High level of FCA Principle and Procedures Good level of technical knowledge, especially in the major and pecuniary...
to all Compliance department requests on time - Complying with the Financial Services and Markets Act 2000, the FCA’s Conduct rules... / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times - Having a positive...
management support for RBC WME climate-related disclosures as required under the FCA. Assist in the co-ordination...