are completed accurately and uploaded to internal systems. Maintain comprehensive and up-to-date client records in line with FCA...
knowledge of FCA/PRA regulation Excellent verbal and written communication skills Good understanding of 3LOD...
financial service laws, including FCA regulation. Knowledge of complaints handling by the Financial Ombudsman Service desirable...
, accurate and easily accessible for the wider operation. Ensure all activity adheres to regulatory requirements including FCA..., with a passion for people development and coaching. Demonstrable understanding of complaint handling regulation, FCA expectations...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
with the ability to coach and develop a team and actively build a talent pipeline. Strong knowledge of the FCA's Client Assets...
with the requirements of the UK Certified Persons regime Ensuring that the FCA Directory...
and credibility, you'll influence confidently at all levels of the business and act as a key point of contact with the FCA, helping...
operations of the new and used car sales departments. Ensure full compliance with FCA and BYD Financial Services regulations..., and current FCA compliance. Excellent leadership and people development skills. High level of organisation, attention...
Earth Finance Earth is the UK's leading environmental impact investment advisor and FCA-regulated fund manager, working...