. Previous experience of assisting with managing or supervising a team. Working knowledge of FCA, HMRC and other regulatory...
are followed through to resolution Ensure full compliance with internal and external procedures and FCA regulations, including...
. Some understanding of FCA, SMCR and legal requirements related to consumer finance An understanding and/or experience of Operational...
, FCA rules, and the Data Protection Act 1998 would be advantageous The ability to maintain absolute client and company...
FOSTER CARE ASSOCIATES (THE FCA) Role: Senior/Supervising Social Worker Basic Salary: Up to £40,532 (prorated... worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part of the Polaris Community...
firm and the importance of being a regulated firm as applicable to the role is expected A good understanding of the FCA...
compliance with the company’s regulatory requirements under the FCA Adhere to the operational risk framework for your role... level standards of integrity and conduct and reflecting Company Values. At all times comply with the FCA’s Code of Conduct...
You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA...
and FCA guidance. Knowledge of the new Economic Crime and Corporate Transparency Act 2023 and the new Failure to Prevent...
the code of conduct which incorporates the PRA and FCA Conduct Rules. Undertake training on Beazley policies...