and the Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building Society. Principal...
) Financial instruments experience (preferred, not essential) Solid knowledge of IFRS required Familiarity with PRA/FCA...
FOSTER CARE ASSOCIATES (THE FCA) Role: Supervising Social Worker – 12 Months Fixed Term contract Salary: Up.... ABOUT US Set up by a former foster parent and former social worker in 1994, Foster Care Associates (FCA) is an established...
of FCA permissions and manage orphan clients. You will also be expected to partner with Second line teams to embed... of FCA permissions and manage orphan clients. Responsible for overseeing Intermediary AML dashboards. Ensure adherence...
into orders. Delivering the highest standards of customer care. Treating customers fairly and in-keeping with FCA rules... others. You should be willing to increase your knowledge in sales, as we will look to train you up to becoming a fully qualified (FCA compliant...
of PRA, FCA, Basel or other relevant bodies. Coordinate continued maintenance and update of the enterprise repository...
Fair Value Assessment framework, ensuring that every product undergoes a periodic review process in line with FCA... Distribution Directive (IDD), FCA PROD 4 rules and Consumer Duty Rules. You will have experience in a related regulatory role...
and direction, overseeing the application of FCA rules and Anti-Money Laundering regulations, and compliance with advice standards... Looking For: Regulatory Expertise: Thorough knowledge of FCA regulations and guidance, including PRIN, COND, SYSC, PERG, GEN, DISP, T&C, MCOB...
to FCA, PRA, and other regulatory standards, supporting the business in managing regulatory risks effectively. Key..., LCR, NSFR, and other ad-hoc regulatory submissions) in line with FCA, PRA, and other relevant authorities. Monitor...
of international regulations in the way that we carry out our work. This position is involved in work that is regulated by the FCA...