aligns to the FCA’s code of conduct that all regulated entities must adhere to Completes all relevant regulatory training...
is to work in the financial services industry following FCA guidelines and will understand frustrations that customers may...
reporting and other returns to both the UK regulators (PRA and FCA) and South African regulator (PA), providing input...
REQUIRED: Must be able to work 5 days in City office Sound knowledge of UK financial regulations (FCA, PRA), Compliance monitoring...
for supporting the delivery of a robust governance and oversight framework that ensures compliance with the FCA’s Client Assets...
and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly...
will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations...
with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due...
by clicking 'apply' below and our team will be in touch. As a business regulated by the FCA we would advise you to familiarise...
Conduct Authority and the Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building...