of these as appropriate. Providing sign-off of on marketing materials and customer communications in accordance with FCA rules...: Compliance, Risk and/or others relevant regulatory qualifications (ICA or similar) Detailed technical knowledge and FCA...
ability to build relationships with customers and colleagues, being compassionate and considerate. Knowledge of FCA and Consumer Duty...
into orders. Delivering the highest standards of customer care. Treating customers fairly and in-keeping with FCA rules... others. You should be willing to increase your knowledge in sales, as we will look to train you up to becoming a fully qualified (FCA compliant...
all relevant publications of PRA, FCA, Basel or other relevant bodies. Coordinate continued maintenance and update of the...
. Project 2: Drafting policies and procedures for a loan provider applying to the FCA to become a UK Authorised Payment... regulation. Strong technical expertise in areas such as the Payment Services Regulations, E-Money Regulations, and relevant FCA...
requirements of DISP Resolution (ref: FCA Handbook). As a Complaint Administrator you will need to have confident communication...
are welcome. Qualifications Strong brokerage skills Excellent customer service skills Knowledge of FCA regulation Proven sales experience...
Conduct Authority (FCA). This is a 12 month fixed term contract/secondment opportunity based at our Chatham office...
management services. THE RESPONSIBILITIES: Ensuring that the business is fully compliant with FCA CASS regulations. CASS... of breaks EXPERIENCE REQUIRED: Minimum of 3 years' experience and in-depth knowledge of FCA CASS regulation...
Appointed Representatives or Brokers who are already directly Authorised by the FCA Our Client is one of the UK’s Leading... offer you: - · Market leading Commission split on your income generated · Full FCA backing and Compliance · In House Brokers and Account...