and familiar with the FCA’s principles of business Worked previously within motor related financial services (desirable...
Conduct Authority and the Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building...
Operating Officer’s (COO) areas of responsibility, including the annual FCA CASS audit. They will play a lead role in ensuring...
with as required with FCA and GFSC Monitoring industry trends to benchmark Saga's risk management, especially prudential and financial risk...
incorporating key FCA principles. As a natural collaborator, you will be working cross-functionally with stakeholders across the...
reference number 150892 www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley, Coventry...
and understanding of FCA rules. Hold a Level 4 Diploma in Financial Planning or working towards Chartered status. Excellent knowledge...
of the insurance industry (but not essential) You've knowledge of FCA requirements (including Consumer Duty...
Appointed Representatives or Brokers who are already directly Authorised by the FCA Our Client is one of the UK’s Leading... offer you: - · Market leading Commission split on your income generated · Full FCA backing and Compliance · In House Brokers and Account...
applications over £40K. Familiarity with FCA regulatory sourcebook (CONC). Strong communication and numeracy skills. 4) The...