will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations...
Maintain FCA-compliant advice standards and excellent client outcomes Manage pipeline efficiently to drive consistent...
educated in Finance, Business, Economics or Law Excellent knowledge of FCA Conduct Risk framework and Consumer Duty...
adherence to the FCA's CASS rules in doing so. Timely execution of a purchase in line with the agreed purchase date agreed...
strong, trusted relationships with branch managers and sales negotiators Maintain FCA-compliant advice standards and exceptional...
, you will have experience of: operating within a financial services environment, knowledge of FCA and PRA regulations. current knowledge...
to help close configuration data gaps and ensure readiness for upcoming audits and FCA/PCA with the customer. Key... audits, FCA/PCA, and customer reviews Work closely with engineering, quality, and programme teams to gather and validate...
is critical in supporting our response to the FCA Motor Finance redress scheme and ensuring adherence to Consumer Duty regulations... with Marketing, Project, and Compliance teams. Prepare and validate materials to support the FCA Motor Finance redress scheme...
policies and procedures to ensure service standards are met in accordance with internal SLA and FCA/PRA requirements. Carry...
., SOX, PCI-DSS, PRA/FCA). Maintain accurate, auditable records of change requests, approvals, risk assessments... compliance frameworks (SOX, PCI-DSS, GDPR, PRA/FCA, DORA, Operational Resilience). Exposure to DevOps, Agile delivery...