Paraplanner - Financial Planning
and understanding of FCA rules. Hold a Level 4 Diploma in Financial Planning or working towards Chartered status. Excellent knowledge...
and understanding of FCA rules. Hold a Level 4 Diploma in Financial Planning or working towards Chartered status. Excellent knowledge...
applications over £40K. Familiarity with FCA regulatory sourcebook (CONC). Strong communication and numeracy skills. 4) The...
FOSTER CARE ASSOCIATES (THE FCA) Role: Supervising Social Worker – 12 Months Fixed Term contract Salary: Up.... ABOUT US Set up by a former foster parent and former social worker in 1994, Foster Care Associates (FCA) is an established...
to FCA, PRA, and other regulatory standards, supporting the business in managing regulatory risks effectively. Key..., LCR, NSFR, and other ad-hoc regulatory submissions) in line with FCA, PRA, and other relevant authorities. Monitor...
. Previous experience of assisting with managing or supervising a team. Working knowledge of FCA, HMRC and other regulatory...
are followed through to resolution Ensure full compliance with internal and external procedures and FCA regulations, including...
, FCA rules, and the Data Protection Act 1998 would be advantageous The ability to maintain absolute client and company...
You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA...
and FCA guidance. Knowledge of the new Economic Crime and Corporate Transparency Act 2023 and the new Failure to Prevent...
the code of conduct which incorporates the PRA and FCA Conduct Rules. Undertake training on Beazley policies...