involved relates to insurance and FCA regulated activity so it is essential that you have substantial experience in this area...
of your branch and lead your people, whilst meeting FCA standards and delivering top notch customer service and creating positive...
or asset manager Good understanding of FCA regulatory requirements on investment businesses Able to interpret complex...
environment. Knowledge of compliance reviews, mifidII reporting, compliance monitoring, audit assurance, FCA Regulations...
or asset manager Good understanding of FCA regulatory requirements on investment businesses Able to interpret complex...
, and implementing best practices, policies, procedures and culture in adhering to and promoting the FCA Consumer Duty with the...
systems efficiently, adhere to FCA regulations, and follow company compliance procedures. Key Responsibilities: Respond...
Nice to haves: Experience of processing FCA Regulated cases Financial services/banking sector experience...
This accountability appears in all role profiles - please do not delete when editing Understand how FCA Conduct Rules...
(minimum 3 years) in a similar role Similar dealings within an FCA regulated firm Key attention to detail The ability to work...