File Reviewer - Asset Management - Compliance Function - FTC
or within an audit/consultancy role, working in the Wealth Management sector. Strong understanding of FCA COBS rules (e.g. Suitability...
or within an audit/consultancy role, working in the Wealth Management sector. Strong understanding of FCA COBS rules (e.g. Suitability...
and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly...
Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA... and providing a final report to the relevant business area. Candidate requirements: Detailed technical knowledge and FCA...
FOSTER CARE ASSOCIATES (THE FCA) Role: ASYE/Supervising Social Worker – 12 Months Fixed Term Contract Salary: Up... by a former foster parent and former social worker in 1994, Foster Care Associates (FCA) is an established fostering agency...
Functions and Underwriting units. Data Management. External: PRA, FCA and Lloyd’s stakeholders as required;legal... and support on Lloyd’s, PRA and FCA regulatory processes and interactions, ensuring regulatory compliance across the business...
will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations...
like the EU AI Act, GDPR, and FCA AI guidance. You'll work closely with engineering, legal, and risk teams to develop... classification, DLP, and information protection Designing compliance frameworks aligned to EU AI Act, FCA, and ISO/IEC 42001...
with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due...
to join as an Agency Family Court Adviser (FCA) within the Private Law teams. The Role You will: Carry out assessments and work...
of outstanding casework. FCA RESPONSIBILITIES AND DUTIES in line with Cafcass Service Standards. (Responsibilities and Duties may...