Empleos de Finra - Trabajos de Finra - Ordenado por Fecha

Senior Manager, IT Regulatory Compliance Reporting

(e.g., FFIEC Guidelines, NYS DFS, FRB NY, FINRA) Technology (e.g., IT Asset Management, Software Currency, Cybersecurity...

Lugar: New York City, NY | 14/02/2025 18:02:04 PM | Salario: S/. No Especificado | Empresa: Scotiabank

Senior Compliance Analyst

experience. FINRA Series 7. Preferred Qualifications Prior operational experience in client service or clearing functions...

Lugar: Minneapolis, MN | 14/02/2025 18:02:28 PM | Salario: S/. $69900 - 94400 per year | Empresa: Ameriprise Financial

US Private Bank- Client Service Associate

to and maintain the firm's controls policies and procedures and FINRA regulations as well as protecting client assets... and services Required qualifications, capabilities, and skills FINRA Securities Industry Essentials, Series 7 and Series 63...

Lugar: Houston, TX | 14/02/2025 18:02:02 PM | Salario: S/. No Especificado | Empresa: JPMorgan Chase

Market Executive, Applied Technology, Middle Market Banking, Executive Director

solution and problem solving abilities and excellent business judgment with the ability to multitask FINRA Series 79, 63...

Lugar: San Francisco, CA | 14/02/2025 18:02:05 PM | Salario: S/. No Especificado | Empresa: JPMorgan Chase

Private Client Banker - Chase Plaza - New York, NY

. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...

Lugar: New York | 14/02/2025 18:02:58 PM | Salario: S/. $25 - 30.29 per hour | Empresa: JPMorgan Chase

Citi Wealth - Wealth Relationship Manager - Huntington Village

US: Current Registration for FINRA series 6, 63, and 65 are required for the role. Individuals with Series 7 and 66 or equivalent...

Lugar: Huntington, NY | 14/02/2025 18:02:46 PM | Salario: S/. $88400 - 132600 per year | Empresa: Citigroup

J.P. Morgan Wealth Management - Private Client Advisor - Raceland, Louisiana

. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...

Lugar: Raceland, LA | 14/02/2025 18:02:28 PM | Salario: S/. No Especificado | Empresa: JPMorgan Chase

Senior Associate, Operations and Customer Experience Senior Specialist

requires FINRA licensed and/or FINRA Associated Person pre-hire fingerprinting. Our Benefits We provide a full package...

Lugar: New York City, NY | 14/02/2025 18:02:19 PM | Salario: S/. $77500 - 92500 per year | Empresa: New York Life

Private Client Banker - Mission St and Shaw Branch - San Francisco, CA

. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...

Lugar: San Francisco, CA | 14/02/2025 18:02:06 PM | Salario: S/. $25 - 30.29 per hour | Empresa: JPMorgan Chase

Private Client Banker-Deerfield Branch -Deerfield, IL

. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...

Lugar: Deerfield, IL | 14/02/2025 18:02:53 PM | Salario: S/. $22.5 - 27.88 per hour | Empresa: JPMorgan Chase

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