WMAS Investment Consultant 1-Bilingual Spanish

- One to two years of job-related experience in a financial sales position - FINRA licenses: Series 7, 63 and 65 or Series 7... of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...

Lugar: Tempe, AZ | 15/11/2024 01:11:17 AM | Salario: S/. No Especificado | Empresa: U.S. Bank

Sales Quality Assurance - Retirement

and quality. What we're looking for Must-haves: Exceptional communication and relationship management skills FINRA... SIE License - must obtain within 120 Days FINRA Series 6 License - must obtain within 120 Days FINRA Series 63 License...

Lugar: Radnor, PA | 15/11/2024 01:11:42 AM | Salario: S/. No Especificado | Empresa: Lincoln Financial Group