of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing...
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration...
Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed...
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration...
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...
, monthly, quarterly, and year-end accounting activities, including preparing journal entries, reconciliations, and FINRA... Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents...
in insurance and financial services. Communication and interpersonal skills. Licenses in insurance and FINRA Series 7 and 63...
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within 150 days of assuming the role...
and financial services. Communication and interpersonal skills. Licenses in insurance and FINRA Series 7 and 63 preferred....