. What you have Required Qualifications Bachelor's degree Active and valid FINRA Series 7 & 66 licenses 10 years of experience in business development...
's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. Adhere to the operational risk framework...
to obtain FINRA Licensing (Series 79, 63, SIE) Hours and Work Schedule Hours per Week: 40 Work Schedule: Monday - Friday...
Deep local connections and market knowledge Corporate finance expertise and strong transaction execution skills FINRA...
, proactive, and creative;uses sound judgment and navigates ambiguity to get things done FINRA Series 79, 63 and Securities...
, financial reporting, and regulatory filings in accordance with U.S. GAAP and applicable SEC and FINRA requirements. Act as the...
Bachelor's degree Active and valid FINRA Series 7 & 66 licenses 10 years of experience in business development...
. What you have Required Qualifications Bachelor's degree Active and valid FINRA Series 7 & 66 liceses 10 years of experience in business development...
. FINRA SIE or Series 7 preferred but not required. At BNY, our culture speaks for itself, check out the latest BNY news...
, or advisor recruiting preferred. Licenses/Certifications: FINRA Series 6 or 7, Series 63/66, and Series 24...