management, technology, other data and analytics teams across FINRA. Essential Job Functions: Execute and provide input..., DMGO, Technology and across FINRA to identify and leverage new data sets and sources. Utilize subject matter expertise...
; with a focus on detail and accuracy Required qualifications, capabilities, and skills: Must hold or obtain FINRA Series 7, 63... & 66 licenses required or obtained within timeframe (i.e. 90 days) as outlined in job offer, in addition to meeting FINRA...
with the various state, FINRA, and federal securities rules and regulations. Primary duties include advertising review... and approve correspondence, sales literature, and advertising materials to ensure they meet applicable FINRA standards...
Company Overview and Culture EXL (NASDAQ: EXLS) is a global analytics and digital solutions company that partners with clients to improve business outcomes and unlock growth. Bringing together deep domain expertise with robust data, power...
We love finance, software, and (believe it or not), taxes – that’s why we love what we do! At Avantax, we celebrate our diverse experience and unique contributions and use our combined knowledge to blaze new trails in tax-focused investing....
We love finance, software, and (believe it or not), taxes – that’s why we love what we do! At Avantax, we celebrate our diverse experience and unique contributions and use our combined knowledge to blaze new trails in tax-focused investing....
We love finance, software, and (believe it or not), taxes – that’s why we love what we do! At Avantax, we celebrate our diverse experience and unique contributions and use our combined knowledge to blaze new trails in tax-focused investing....
The position supports FINRA programs by acting as a primary point of contact for the use and management of Cvent SMMP... support and the registration tool. The position touches all aspects related to the FINRA registration system and serves...
FINRA’s Department of Enforcement (Enforcement) is tasked with investigating potential FINRA Rules and securities law... with other investigative units across FINRA to problem-solve and resolve conflicts in investigative approaches Conduct accurate analysis...
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