Temporary Intermediate FINRA Contract Recruiter must be a multi-tasker with the ability to work well independently and as part... Proficient with Microsoft Office Suite Preferred Qualifications Demonstrated success with sourcing FINRA licensed candidates...
FINRA Contract Sourcer must be a multi-tasker with the ability to work well independently and as part of a team, to meet... Preferred Qualifications Demonstrated success with sourcing FINRA licensed candidates Recruiting Workday Experience...
Preferred Qualifications: Master’s degree in finance or equivalent science/academic field. Strongly preferred: FINRA Series 7...
company’s success. As a FINRA Supervisory Principal within PNC Wealth Management, you will be located in Cleveland, OH. The... Certifications No Required Certification(s) Licenses FINRA Series 7, 66 (or 63/65), 24 (or 9/10) required. In addition, FINRA...
call center environment required. FINRA 6 & 63 required A college degree is great...
Advisor Specialist II-FINRA engages with the Investment Banking and Capital Markets Business Unit stakeholders to support The... Business Unit Risk Advisor Specialist II-FINRA is a role within the Investment Banking and Capital Markets (IBCM) Business Unit...
SEC/FINRA Regulatory Controls & Operational Oversight - VP Country: United States of America Your Journey Starts... to SEC/FINRA regulations. Work with control team to ensure SLAs are up to date and accurately reflect services identified...
their series 6 and 63 FINRA securities licenses. Job Responsibilities: Educates employees on account information, plan benefits... and collaboration opportunities with other business units as needed. Job Requirements: FINRA Series 6 and 63 securities licenses...
an experienced FINRA Series 7 Registered Representative with a focus on IRAs and retirement accounts to join our broker/dealer team... to resolve complex IRA or retirement-related issues. Maintain up-to-date knowledge of IRS and FINRA rules related to retirement...
, is seeking an experienced FINRA Series 7 Registered Representative with a focus on IRAs and retirement accounts... and FINRA rules related to retirement accounts. Contribute to the development of educational content and tools to help clients...