to support the DMGO’s data strategy and FINRA’s strategic initiatives. Essential Job Functions: Lead the design, development.... Work closely with FINRA’s Data Privacy team to identify and address potential data risks, and to protect sensitive data...
. Candidates can expect salary offers that range from the minimum to the mid-point of the salary range. FINRA provides full pay... ranges so that the candidate can consider their growth potential while at FINRA. #LI-Hybrid To be considered...
FINRA’s Data Management and Governance Office (DMGO) creates and operationalizes a formal data governance structure... a wide variety of data quality functions that support the DMGO’s strategy in the management of FINRA’s data assets...
a plus. Knowledge Requirements: Intermediate knowledge of FINRA's nine risk fundamentals Intermediate knowledge of securities rules... range. FINRA provides full pay ranges so that the candidate can consider their growth potential while at FINRA. #LI-Hybrid...
duties, Premier Client Relationship Consultants hold FINRA registrations in order to refer clients to registered... Consultant. Premier Client Relationship Consultants must actively maintain FINRA registrations to meet defined referral client...
of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA...
, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed...
of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the...