Independently conducts complex analyses of FINRA firms’ communications with the public both independently... of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director...
leaders and make recommendations that reinforce FINRA’s compensation philosophy, raise questions/issues with managers... across the organization. Must have a thorough understanding of FINRA’s job evaluation methodology and provide guidance to HR...
with responsibilities to oversee FINRA retirement plans. Essential Job Functions: Primary responsibility for managing the overall... to Health & Welfare, Retirement, and plan audits. Recommends, implements, and administers benefits plans that meet FINRA...
and adaptability to changing demands registered and Licensed with FINRA - SIE, Series 7 and Series 66 fluent in Spanish...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
to a rapidly changing business and technology environment Nice-to-have Current FINRA registrations Financial services...