Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC...
their tomorrow”. What you have Required Qualifications: FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses... or associate. Preferred Qualifications: Ability to read, write, and speak in Spanish or Chinese strongly preferred FINRA...
building long-lasting relationships with affluent clients or equivalent experience; Required FINRA Registrations SRC...
of Investment Banking experience Strong, closed M&A or Capital Markets deal experience. FINRA SIE, Series 7 and Series 79 licenses...
during the assigned paid study period. FINRA registrations required within three months. State insurance licenses... will be required. As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
, Advantage Data, Bloomberg, Thomson One, Thomson Loan Pricing Connector, FactSet, etc. FINRA Series 79 (or 7) and Series 63...
(SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed...
of Investment Banking, Corporate Development or Valuations experience Strong, closed M&A or Capital Markets deal experience. FINRA...
analytics programs Interest in learning about Corporate Finance and Corporate Banking functions within the energy space FINRA...
experience · Minimum of 1 years’ experience in sales, preferably inside sales. · Current FINRA licenses... and/or ability to successfully obtain FINRA 7 & 63 registrations within corporate-established timelines and complete FINRA fingerprinting upon hire...