Lead Client Executive (NE Ohio/Western PA)
or equivalent education/experience. Seven years of retirement industry or similar experience. FINRA Series 6 and 63, or obtain...
or equivalent education/experience. Seven years of retirement industry or similar experience. FINRA Series 6 and 63, or obtain...
. Licensing: FINRA Series 7, 63/65 or 66 required or obtained within 90 days. State insurance licensed and appointed in life...
FINRA licenses required within three months. State insurance licenses required As an associate...
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg...
of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA...
experience FINRA Series 63, 79 and Securities Industry Essentials licenses required or ability to obtain licenses within 180...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...