Capital Markets Operations Specialist II
systems or operations 3. FINRA Series 99 or 7 General Description of Available Benefits for Eligible Employees of Truist...
systems or operations 3. FINRA Series 99 or 7 General Description of Available Benefits for Eligible Employees of Truist...
Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The requirements listed... industry. 3. FINRA Series 7 and 66. 4. Applicable state health and life insurance licenses, jurisdictional registrations...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
. Member FINRA/SIPC, helping Financial Advisors and individual investors reach their long-term goals. The firm focuses...
Regulatory Authority (FINRA) Series 7, 66 licenses or actively pursuing these licenses. General...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...
markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial... Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have the Series 7 or Series 66...
markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial... Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates will be considered if they have at least 1...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life..., Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA...