or more of commercial banking & relationship management experience 3. FINRA: Series 7, Series 66, Life, Health, and Variable insurance...
for those licensed prior to October 2019), Series 63, Series 87 and either the Series 86 or a FINRA waiver for those who have completed...
based on sound judgement 8. Financial Industry Regulatory Authority (FINRA) Series 7 Preferred Qualifications: 1.... FINRA Series 63 license General Description of Available Benefits for Eligible Employees of Truist Financial Corporation...
, problem-solving and research skills Candidates with more years of experience may be considered for a senior role FINRA...
for those licensed prior to October 2019), Series 63, Series 87 and either the Series 86 or a FINRA waiver for those who have completed...
of 1934, FINRA Rule 3110(e), and the Investment Advisors Act of 1940. Truist is an Equal Opportunity Employer that does...
(AWS, Azure, Google, Oracle) 6. Experience supporting Capital Markets Regulatory Environment – (SEC, FINRA, CFTC, NFA, FED...
products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates...
products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63..., or must be obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of job entry...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance... date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE Mortgage Licensing Act compliant...