Wealth Business Analyst III
credentials such as FINRA licensing (Series 7, 63, 65, 24, etc.), Certified Financial Planner, Certified Public Accountant...
Lugar: Charlotte, NC | 27/12/2025 21:12:28 PM | Salario: S/. No Especificado | Empresa: Truist
Senior Controls Monitoring and Testing Consultant
FINRA, SEC, ERISA, Sarbanes-0xley, and other applicable federal and state law. 6. Excellent communication, interpersonal...
Lugar: Richmond, VA | 21/12/2025 01:12:09 AM | Salario: S/. No Especificado | Empresa: Truist
Brokerage Business Development Officer
by Financial Industry Regulatory Authority, Inc. (FINRA) 4. Strong writing and presentation skills 5. Significant experience... Preferred Qualifications: 1. FINRA Series 7, 66 (or 63/65) and Life & Health Insurance licenses 2. Sound working knowledge...
Lugar: Nashville, TN | 20/12/2025 23:12:02 PM | Salario: S/. No Especificado | Empresa: Truist
Brokerage Business Development Officer
by Financial Industry Regulatory Authority, Inc. (FINRA) 4. Strong writing and presentation skills 5. Significant experience... Preferred Qualifications: 1. FINRA Series 7, 66 (or 63/65) and Life & Health Insurance licenses 2. Sound working knowledge...
Lugar: Dallas, TX | 20/12/2025 21:12:36 PM | Salario: S/. No Especificado | Empresa: Truist
Brokerage Registered Client Service Associate - Nashville, TN
products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (Candidates...
Lugar: Nashville, TN | 20/12/2025 18:12:38 PM | Salario: S/. No Especificado | Empresa: Truist
Premier Advisor - Aventura, FL
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance... date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE Mortgage Licensing Act compliant...
Lugar: Aventura, FL | 19/12/2025 23:12:59 PM | Salario: S/. No Especificado | Empresa: Truist
Asset Management Operations-Chicago-Analyst-Client Services - Operations
industry environment. FINRA Series 7 and Series 63 required (if not already licensed, should be obtained within first 60 days...
Lugar: Chicago, IL | 19/12/2025 20:12:09 PM | Salario: S/. $55000 - 80000 per year | Empresa: Goldman Sachs
Global Banking & Markets Operations, Order and Trade Regulatory Operations, Associate - New York
to new changes and new challenges Preferred work with Regulators SEC, NYSE, FINRA for example and on CAT, TRACE, MSRB...
Lugar: New York City, NY | 11/12/2025 20:12:17 PM | Salario: S/. $80000 - 135000 per year | Empresa: Goldman Sachs
Premier Advisor - Melbourne, FL
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance... date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE Mortgage Licensing Act compliant...
Lugar: Melbourne, FL | 10/12/2025 00:12:43 AM | Salario: S/. No Especificado | Empresa: Truist
Salesforce Administrator
, and service agents. Security & Compliance Ensure data security and compliance with industry regulations such as FINRA, SEC...
Lugar: Plano, TX | 09/12/2025 20:12:34 PM | Salario: S/. No Especificado | Empresa: GalaxEsystems